Canadian Intellectual Property Bulletin


Volume 11 - November, 2000

This newsletter is not intended to constitute a legal opinion on any of the issues discussed. Readers should seek professional legal advice on issues of concern to them - we would be pleased to elaborate on any of the articles herein and discuss how it might apply to specific problems. Contact us for more information.

Assigning and licensing Intellectual Property  

Assignments and licenses allow original owners to ‘sell’ or ‘loan’ their intellectual property rights.  These devices may deal with legal or equitable rights given in whole or in part. 

Assignments ‘sell’ intellectual property by transferring title or ownership in the rights from assignor to assignee.  However, the nature of the specific right can prevent an assignee from enjoying the full benefit of the assignment.  For example, moral rights belong exclusively to the author and can never be assigned.  Also, some copyrights automatically revert to the author’s estate upon their death regardless of an existing assignment. 

Licenses differ from assignments as the licensee is only granted permission to use the property or right but there is no change in ownership.  The scope of rights granted to the licensee can be specifically effected both by the type of license involved and by any terms imposed by the licensor.  For example, an exclusive license allows only the licensee to use the right, a sole license allows both the single licensee and the licensor to use the right and a non-exclusive license allows multiple licensees and the licensor to use the right.  Again, not all licenses result in full and free use of the right.  For example, trademarks that become non-distinctive are worthless to even a valid licensee.  In addition, any terms imposed by the licensor must be in accordance with the requirements of the Competition Act.

The consequences of the agreement are related to the requirements and formality of the process.  For example, assignments result in a change of ownership and thus should be made in writing   In contrast, licenses that merely grant permission to use may be implied or established orally.   Assignments and licenses are enforced according to traditional contract principles.  Defenses to enforcement include inequality of bargaining power, insufficient notice or disclosure, lack of independent legal advice, misrepresentation, fraud, unreasonable restraint of trade, undue influence, breach of trust and unconscionability.  

Obtaining International Patent Protection

Unfortunately, there is no unified system whereby an ‘international patent’ provides worldwide coverage.  Historically, Canadian inventors seeking international protection had file on a country-by-country basis.  The cost of translating, filing, and defending multiple applications as well as hiring numerous national patent officers was often an overwhelming burden to small companies and independent inventors.  The international legal community has responded to the above concerns by creating several agreements and treaties that unify and standardize the patent application process. 

Since 1978, the European Patent Convention has allowed patents to be issued in several member countries through a single application.  However, this privilege only extends among the seventeen member countries and thus has no effect beyond Europe.  On a larger scale, the Patent Cooperation Treaty allows patent applicants to take the initial steps towards patent protection in member countries by filing a single international application.  The PCT advantage is that the national filing date is accepted as the priority date for all international applications.   This global movement is possible because all member countries agree that the Treaty complies with their national  patent laws and procedures.

The Paris Convention, a second international treaty, establishes the foundation of the international patent system.  This treaty ensures that issued patents receive equal treatment in all member countries.  To receive this benefit and maintain the earliest priority date the patent application must be filed within twelve months of the earliest member-country filing date. Similar movements are afoot in the trademark community, allowing for regional or international protective steps to be taken.  Should you have questions regarding international intellectual property protection please contact us.

Passing Off: Protecting Your Trademark

The tort of passing off occurs when one trader misrepresents his wares as originating from or related to the wares of another person or business.  This misrepresentation frequently occurs in the context of trademarks, trade names or design marks.  It can be used to prosecute or defend both common law and registered trademarks and thus is serves as a powerful intellectual property tool.

The Supreme Court has identified three essential elements of a passing off action:  the existence of goodwill, a misrepresentation causing public deception and actual or potential damage to the plaintiff.

Existing goodwill associated with the mark is established through evidence that the business has acquired reputation and public association with the mark.   However, if both parties can prove that they have developed goodwill in the mark then the court may have no choice but to allow concurrent use despite the existence of public confusion.  

The second requirement, a misrepresentation causing public deception, implies that the marks must cause public confusion. This confusion is evaluated from the viewpoint of the ultimate or ordinary consumer on ‘first impression’  and is more likely if the two businesses share a geographic area or market or if there are documented cases of confusion among consumers. Canadian courts attempt to determine whether the business was improperly ‘filching’ another’s reputation or whether it acted to avoid public deception.  Seiko Time was able to successfully defend an action in passing off largely due to the fact that they had posted notices disclaiming the manufacturer’s warranty in relation to their products.    

Finally, the plaintiff must be able to prove that the passing off caused damage to their goodwill or business.  This damage will be ‘deemed’ to have occurred if the first two elements in the passing off action are proven.  Otherwise, proof of lost sales or business will suffice when the parties are in direct competition.  Please feel free to contact us if you have questions regarding trademark infringement, passing off or other issues.  

Misnaming the Inventor of your Patent

It is very common for more than one person to be working in researching and developing a patentable invention.  It is not surprising that with the number of people working on projects, especially for larger companies, the inventor or co-inventors on a patent may be misnamed.  This may be purely accidental or it might be that so many people were involved that is hard to determine who is and who is not an inventor by legal definition. Another question arises when there is an outside contract for research pertaining to the patentable invention because the contractor’s contribution can be found to be large enough to have them defined as an inventor and a confidentiality agreement alone will not help in this situation.   The outcome of this misnaming, in most situations, is that the patent can be declared invalid.  One way to prevent this is simple diligence, but there are other methods available that can offer further protection from a patent being declared invalid due to misnaming the inventor. Please feel free to contact us if I can be of more assistance in this area.

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